cs.AI updates on arXiv.org 10月03日
大语言模型在高风险领域的合规风险与应对策略
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本文通过访谈24位高风险行业专家,揭示了大型语言模型在应用中的合规风险及其应对策略,为下一代以人为中心的合规驱动自然语言处理系统提供设计参考。

arXiv:2510.01638v1 Announce Type: cross Abstract: Large Language Models are profoundly changing work patterns in high-risk professional domains, yet their application also introduces severe and underexplored compliance risks. To investigate this issue, we conducted semi-structured interviews with 24 highly-skilled knowledge workers from industries such as law, healthcare, and finance. The study found that these experts are commonly concerned about sensitive information leakage, intellectual property infringement, and uncertainty regarding the quality of model outputs. In response, they spontaneously adopt various mitigation strategies, such as actively distorting input data and limiting the details in their prompts. However, the effectiveness of these spontaneous efforts is limited due to a lack of specific compliance guidance and training for Large Language Models. Our research reveals a significant gap between current NLP tools and the actual compliance needs of experts. This paper positions these valuable empirical findings as foundational work for building the next generation of Human-Centered, Compliance-Driven Natural Language Processing for Regulatory Technology (RegTech), providing a critical human-centered perspective and design requirements for engineering NLP systems that can proactively support expert compliance workflows.

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大语言模型 合规风险 应对策略 自然语言处理 RegTech
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