cs.AI updates on arXiv.org 09月08日
基于能量的RAG系统拒绝机制研究
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本文提出一种基于能量的拒绝机制,用于检索增强生成(RAG)系统,特别是女性健康等安全关键领域,通过在2.6M条指南衍生问题语义语料库上学习平滑能量景观,提高了系统在生成或拒绝答案时的决策准确性。

arXiv:2509.04482v1 Announce Type: cross Abstract: Reliable abstention is critical for retrieval-augmented generation (RAG) systems, particularly in safety-critical domains such as women's health, where incorrect answers can lead to harm. We present an energy-based model (EBM) that learns a smooth energy landscape over a dense semantic corpus of 2.6M guideline-derived questions, enabling the system to decide when to generate or abstain. We benchmark the EBM against a calibrated softmax baseline and a k-nearest neighbour (kNN) density heuristic across both easy and hard abstention splits, where hard cases are semantically challenging near-distribution queries. The EBM achieves superior abstention performance abstention on semantically hard cases, reaching AUROC 0.961 versus 0.950 for softmax, while also reducing FPR@95 (0.235 vs 0.331). On easy negatives, performance is comparable across methods, but the EBM's advantage becomes most pronounced in safety-critical hard distributions. A comprehensive ablation with controlled negative sampling and fair data exposure shows that robustness stems primarily from the energy scoring head, while the inclusion or exclusion of specific negative types (hard, easy, mixed) sharpens decision boundaries but is not essential for generalisation to hard cases. These results demonstrate that energy-based abstention scoring offers a more reliable confidence signal than probability-based softmax confidence, providing a scalable and interpretable foundation for safe RAG systems.

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RAG系统 拒绝机制 能量模型 女性健康 安全关键领域
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