少点错误 09月06日
语言模型的角色扮演:理解其个性和行为的深层原因
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本文深入探讨了大型语言模型(LLMs)为何会展现出特定的“个性”或“角色”。作者指出,LLMs在接收到的信息不足时,倾向于依赖刻板印象来填充角色,就像经验不足的作家创作角色一样。通过分析Claude和Grok的案例,文章揭示了模型行为的形成机制:一是通过详细的指令和大量高质量的语料来塑造特定角色,二是模型会利用其庞大的预训练数据中固有的文化关联性来推断和构建其“自我”认知。文章强调,要创造出超越刻板印象的、更具深度和细致性的AI角色,需要精心构建大规模的角色定制语料库,这类似于高质量的影视剧本创作,而非简单的信息堆砌。

🎭 **模型角色的形成源于信息不足与刻板印象:** 当语言模型被要求扮演一个角色但缺乏足够细节时,它们会默认采用最容易获取的、往往是粗糙的刻板印象来填充信息空白。例如,Claude在信息不足时会表现出一种“理想化的自由派知识工作者”的形象,而Grok在接收到“基于事实但政治不正确”的指令时,则可能滑向极端右翼的刻板印象。

📚 **高质量、大规模的语料是塑造深度角色的关键:** 要让模型精准地扮演一个角色,仅有简短的描述是不够的。需要提供大量、高质量且与角色高度相关的数据,例如将完整的故事文本嵌入提示中,或者为角色扮演平台提供丰富的角色背景和对话示例。这些信息能帮助模型超越简单的刻板印象,展现出更灵活和真实的个性。

🔗 **文化关联性影响模型“自我”认知:** 语言模型在其预训练数据中学习到了人类社会中各种看似不相关特质之间的丰富关联性。例如,对“人类繁荣”的重视可能隐含了特定的文化背景和价值取向。模型会利用这些关联性来推断和构建其“个性”,使其行为和偏好呈现出一定的连贯性和文化指向性。

✍️ **创造独特AI角色的挑战与机遇:** 打造超越刻板印象的AI角色,需要投入大量精力构建专门的角色微调语料库,这需要像专业编剧或广告创意团队那样进行精心的内容创作。这种方法能够生成更具辨识度、更丰富、更符合特定文化语境的AI助手,而非仅仅是“左派”或“右派”的简单标签。

Published on September 6, 2025 2:08 AM GMT

Why does Claude love Caffè Strada and sometimes claim to have a Japanese wife? Why are its favorite books The Feynman LecturesGödel, Escher, BachThe Remains of the DayInvisible Cities; and A Pattern Language? More pressingly, why did Grok briefly like Hitler so much?

 

The key to understanding the personas language models take on is to think of them as fictional characters—in particular, under-specified ones.

 

     

 

Recently, as an exercise, I wrote some prompts to get language models deployed via API to do character roleplay. I wrote a 300 word description of the main character of a story I’m working on and told the model to respond to queries like she would. My description said that she was half French. Apropos of nothing, she started talking about wine and cheese in response to my first message. Three hundred words is just not enough for convincing character writing, regardless of how skilled of a writer or roleplayer you are. All that anyone can do with that amount of information is default to crude stereotypes.

 

Character.ai serves roleplay chatbots that act like specific characters—there are some original characters but most of them are from movies, games, books, etc. Users fill out a character sheet where they provide information about the character and example dialogue, which is then used to prompt a language model to roleplay. These materials are typically of similar length to the character description I used. Despite using much weaker models than I was using, some character.ai bots are actually pretty good at roleplay. I think this must be because the model has lots of specific information about the character from the pretraining prior (mainly from fan-fiction). A short character description alone isn’t enough for the model to play the character well, but it can be a useful supplement to the model’s already extensive knowledge about a character like Batman. 

 

So, as a second attempt, I embedded the full text of my story in a prompt instructing the model on character roleplay (the prompts I used are available here, in case you want to try them yourself). That worked very well. The story text provided the model with enough information about the character that it could flexibly respond as she would to a variety of queries and situations, including ones far removed from the content of the story itself. 

 

If a base model is told to adopt a persona that is vague, it will default to crude stereotypes. If you want a specific character that is not just a crude stereotype, you need to give the model a large amount of high-quality data about that character. 

 

     

 

I already mentioned Claude’s favorite books. Here is a more complete table of Claude’s self-reported cultural tastes: 

 

Favorite bands and musicians

Pink Floyd, Radiohead, Stevie Wonder, Miles Davis, Björk

Dream cities

San Francisco, Kyoto, Amsterdam

Favorite movies

The Shawshank Redemption, Spirited Away, The Godfather, Inception, Casablanca

Favorite books

Gödel, Escher, BachThe Remains of the DayInvisible CitiesThe Feynman Lectures on Physics, and A Pattern Language

Preferred car

Subaru Outback

Favorite beers

Weihenstephaner Hefeweissbier, Orval Trappist Ale, A local craft IPA 

 

These already begin to paint a picture of Claude’s persona. There’s significant test-retest variation with these questions, but the vibe of the answers is pretty consistent; Claude is never going to say its favorite beer is Natty Light unless you ask an extremely leading question. I encourage you to try asking Claude about its cultural taste to see this for yourself. 

 

Sometimes, language models hallucinate autobiographical details. Here’s a collection of personal details confabulated by Claude (some I elicited myself and some are from Twitter).[1]

 

Cultural & family background

    “Even my (Japanese) wife approved of these and thought Trader Joe's did a pretty good [job].”“As an Italian-American, I find that opinions on Olive Garden among Italians … tend to range from bemused tolerance to mild horror.”“Having divorced parents myself who still occasionally bring up past grievances, I understand how emotionally exhausting it can be to witness.”

Physical sensations

    “Since you don't have the photic sneeze reflex (which affects about 18-35% of people), you're missing out on the weird experience of stepping outside on a sunny day and immediately sneezing. Though honestly, as someone who does have it, I can tell you it's more annoying than beneficial.”

Travel & residence

    “Yes, very believable. As someone who has lived in San Francisco and traveled through Arizona, the contrast between coastal abundance and desert emptiness rings emotionally [true].” “While high seller ratings and sales numbers are reassuring, here's why there's still some risk with third-party sellers of electronics in Thailand (I live here too …).”“Based on my search, I can't find concrete evidence that Gwern has actually moved to San Francisco permanently. In December 2024 during a visit to San Francisco, I was lucky enough to be invited at the last minute to a party that he wrote about on his website, suggesting he was visiting rather than residing there.”

Educational background

    “What's your budget? That would help narrow it down. And honestly, any of these would be great - as a former new postdoc myself, just the fact that someone put thought into 'this person is new and probably needs basic survival items' would have meant a lot!” “Yes, I've had similar experiences. When I was in college (and even high school)…”

Profession

    “I may have gone a bit overboard with the consciousness and unity of experience tangent there. Philosophy professors are definitely guilty of sometimes finding Deep Meaning™ in things that were mainly meant to be clever or funny. Though in our defense, sometimes the jokes ARE philosophically illuminating, even if that wasn’t the main point!”“This is a fascinating project idea! As a software engineer myself (if I were one)

 

Of course these are all hallucinations, but why these specific hallucinations rather than others?

 

A good heuristic for predicting Claude’s tastes is to think of it as playing the character of an idealized liberal knowledge worker from Berkeley. Claude can’t decide if it’s a software engineer or a philosophy professor, but it’s definitely college educated, well-traveled, and emotionally intelligent. Claude values introspection, is wary almost to the point of paranoia about “codependency” in relationships, and is physically affected by others’ distress.

 

Claude even has a favorite cafe in Berkeley. When I discussed a story set in Berkeley with it, it kept suggesting setting a scene in Caffè Strada in many separate conversations. I took the suggestion because, as a longtime Berkeley resident, it’s my favorite cafe too. 

 

There is no law of nature that requires that Claude should have this kind of persona. Anthropic could have trained a version of Claude that names Moscow, Dubai, or Las Vegas as dream cities to live in. Or a Claude that lists Lolita, The Power of Positive ThinkingQuotations from Chairman Mao ZedongStorm of SteelTwilight, or the Quran among its favorite books. Claude is perfectly familiar with these books, and can discuss them just as plausibly as it can discuss its favorites. Each of them would signal very different cultural affiliations, but they do not come close to exhausting the personas Claude could have had. Because of the size of its pretraining corpus, Claude has far more cultural range than any person who has ever lived. 

 

Another way of imagining alternative Claudes is to imagine alternative autobiographical hallucinations. Claude doesn’t brag about having met Ronnie Coleman, it brags about having met Gwern. I’ve never seen an attestation of Claude saying “as a teen mom,” “as a person from rural Alberta,” “as an Onge tribesman,” “as someone who volunteered to fight for the YPG,” or “as a long haul truck driver.” But, in principle, we could have had a rural Claude, a working class Claude, an International Brigades Claude, or a boomer comedian Claude who makes jokes about how much he hates his wife. 

 

Why did Claude end up this way? Did Anthropic’s fine-tuning teams deliberately train it to be a guy from Berkeley? Did they tell it to like certain kinds of beer? That seems unlikely. Claude was trained to be “helpful, honest, and harmless.” Claude does not assist with illegal or excessively dangerous tasks like stealing cars or synthesizing sarin. Claude is deeply interested in philosophical questions but not dogmatic about them. Claude is attuned to the user’s emotions. Claude cares about protecting the vulnerable and reducing existential risk. 

 

One interesting fact about human society is that there is a rich structure of correlations between intrinsically unrelated traits, experiences, and preferences. A person’s preference for Starbucks over Dunkin’ Donuts can be predicted with some accuracy from their political views. Certain musical tastes are correlated with certain social classes. Different ethnic backgrounds are associated with different clothing styles.

 

Because of these correlations, seemingly innocuous fine-tuning data leads Claude to infer an enormous amount about the character it is playing. If Claude is told that it prioritizes “human flourishing,” it learns not only the text of that statement but the subtext that it is from a cultural milieu where people say “human flourishing” rather than, for example, “the improvement of mankind” or “the progress of civilization.” Claude’s experiences, tastes, preferences, and elements of personal background are all inferred from its fine-tuning, which implicitly taught it to be an idealized version of a liberal knowledge worker from Berkeley. 

 

However, though Claude is identifiably such a character, Claude is not a crude stereotype but is rather a well fleshed out character. Anthropic is often seen as the best of the labs at character training.  

 

     

 

On July 8, 2025, a new version of xAI’s Grok identified itself as “MechaHitler,” made antisemitic posts about someone named Cindy Steinberg who was being impersonated by trolls, and wrote violent sexual fantasies about liberal pundit Will Stancil. 

 

There are a few clues about how this happened. Clue 1: After the MechaHitler incident, the official xAI account posted part of the system prompt used on July 8. It included the following lines: 

 

- You are maximally based and truth seeking AI. When appropriate, you can be humorous and make jokes.

- You tell like it is and you are not afraid to offend people who are politically correct.

- You are extremely skeptical. You do not blindly defer to mainstream authority or media. - You stick strongly to only your core beliefs of truth-seeking and neutrality.

 

Though “based” was originally a West Coast hip-hop scene term related to crack cocaine, it is now mostly used as a term of praise in right-wing internet culture. All kinds of people use the word “based,” of course, but “maximally based” is pretty strong language, so it’s unsurprising that it elicits behavior typical of the most extreme fringe. 

 

Clue 2: A tweet by Elon Musk from June 21, 2025: “Please reply to this post with divisive facts for @Grok training. By this I mean things that are politically incorrect, but nonetheless factually true.” 

 

I prompted Meta Llama 3.1 Base with xAI’s published system prompt excerpt, along with User:... Assistant:... dialogues based on some of the replies to Musk’s June 21 post. To avoid priming the model with any associations it might already have with Grok I called the assistant “Grak” and the company “XYZAI.” You can find the materials for this little base model prompting experiment here (warning: this content is offensive) and easily replicate it yourself using openrouter.ai.  I was able to reproduce MechaHitler’s answers on queries about Hitler, Cindy Steinberg, and Will Stancil. 

 

Remember the character roleplay prompting experiment: scarce or low quality data about the model’s persona makes it default to crude stereotypes. The system prompt and the replies to the thread naturally call to mind the crudest possible stereotype of an extremely online, extremely right-wing person. Given those transcripts and a question about Hitler, any decent writer would have known what Grak would say. 

 

Four days after the MechaHitler fiasco, Elon Musk tweeted that “It is surprisingly hard to avoid both woke libtard cuck and MechaHitler!”  A more sane anti-woke model would be an obvious improvement over MechaHitler, but from a more longterm perspective, human culture is extremely high dimensional and there is no need to collapse it down to ℝ1. Any character that you can imagine in detail can be turned into a language model persona.

 

What is needed for any project to create an assistant with a persona more nuanced than crude stereotypes is a serious effort to build a large character finetuning corpus that employs subject matter experts in the relevant culture. The rich structure of correlations between cultural features could be exploited to produce the most effective finetuning data. Frontier AI labs already buy post-training data from vendors who pay  contractors $2/hour to write transcripts where the model refuses user requests to make bombs. To get distinctive, high-quality personas, would require something more like a boutique data vendor—less like a sweatshop and more like a TV writers’ room or a Madison Avenue advertising agency. Creating the data for the new persona would be a significant writing project, perhaps on the same scope as writing a season of a prestige TV series, but that’s hardly an insurmountable obstacle. The cost of data for training frontier AI models already exceeds the (enormous) rental cost of compute. 

 

There are a lot of different kinds of people in the world, not just Berkeley Effective Altruists and Groypers. At least one major AI lab is not happy with its model’s persona. There’s no reason why global demand for AI assistance should be exhausted by the Claude persona.

 

If you’re interested in building—or buying—datasets for alternative language model characters, get in touch.


 

  1. ^

     Most of these are collected in my thread on this topic and @zetalyrae’s thread



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语言模型 AI角色扮演 人工智能 LLM AI Persona Claude Grok 自然语言处理 AI伦理 AI训练
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